Letter to Fellow Shareholders
Letter to Fellow Shareholders
- 2010: A Tale of Two Halves
- 2010: A Tale of Two Halves
- Gaining Ground in a Volatile Environment
- Gaining Ground in a Volatile Environment
- Building Strong Advisory Relationships
- Building Strong Advisory Relationships
- How We See It
- How We See It
- Expanding Capabilities in an Interconnected World
- Expanding Capabilities in an Interconnected World
- Making Effective Use of Capital
- Making Effective Use of Capital
- Mindful of the Past; Positioned for the Future
- Mindful of the Past; Positioned for the Future
KBW, Inc. Financial Highlights
KBW, Inc. Financial Highlights
Cumulative Total Return Comparison
Cumulative Total Return Comparison
Table of Contents
Table of Contents
Cautionary Statement Regarding Forward-Looking Statements
Cautionary Statement Regarding Forward-Looking Statements
1. Business
1. Business
1A. Risk Factors
1A. Risk Factors
1B. Unresolved Staff Comments
1B. Unresolved Staff Comments
2. Properties
2. Properties
3. Legal Proceedings
3. Legal Proceedings
4. Submission of Matters to a Vote of Security Holders
4. Submission of Matters to a Vote of Security Holders
5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
6. Selected Financial Data
6. Selected Financial Data
7. Management's Discussion and Analysis of Financial Condition and Results of Operations
7. Management's Discussion and Analysis of Financial Condition and Results of Operations
7A. Quantitative and Qualitative Disclosures About Market Risk
7A. Quantitative and Qualitative Disclosures About Market Risk
8. Financial Statements and Supplementary Data
8. Financial Statements and Supplementary Data
- Management's Report on Internal Control over Financial Reporting
- Management's Report on Internal Control over Financial Reporting
- Reports of Independent Registered Public Accounting Firm
- Reports of Independent Registered Public Accounting Firm
- Consolidated Statements of Financial Condition
- Consolidated Statements of Financial Condition
- Consolidated Statements of Operations
- Consolidated Statements of Operations
- Consolidated Statements of Changes in Stockholders' Equity
- Consolidated Statements of Changes in Stockholders' Equity
- Consolidated Statements of Cash Flows
- Consolidated Statements of Cash Flows
- Notes to Consolidated Financial Statements
- Notes to Consolidated Financial Statements
9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosure
9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosure
9A. Controls and Procedures
9A. Controls and Procedures
9B. Other Information
9B. Other Information
10. Directors, Executive Officers and Corporate Governance
10. Directors, Executive Officers and Corporate Governance
11. Executive Compensation
11. Executive Compensation
12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
13. Certain Relationships and Related Transactions and Director Independence
13. Certain Relationships and Related Transactions and Director Independence
14. Principal Accountant Fees and Services
14. Principal Accountant Fees and Services
15. Exhibits and Financial Statement Schedules
15. Exhibits and Financial Statement Schedules
Signatures
Signatures
Exhibit Index
Exhibit Index
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