PART III

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

(a) The information on the security ownership of certain beneficial owners in the Proxy Statement under the caption ‘‘Principal Security Ownership’’ is incorporated by reference.
(b) The information on shares of common stock of Cummins Inc. beneficially owned by, and under option to (i) each director, (ii) certain named executive officers and (iii) the directors and officers as a group, contained in the Proxy Statement under the captions ‘‘Election of Directors’’ and ‘‘Security Ownership of Management’’ is incorporated by reference.
(c) Change in control—None.
 
 
 
 
 
 
 
 
 
 
 
 
 

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