Forward-Looking Statements
The purpose of this section is to discuss and analyze the
company's consolidated results of operations, financial
condition, and liquidity and capital resources. This analysis
should be read in conjunction with the consolidated
financial statements and related notes which appear elsewhere
in this report and also contained in the Form 10-K
for the year ended December 31, 2000.
The Company cautions readers regarding certain forward-looking
statements contained in the following discussion
and elsewhere in this report and in any other oral or written
statements, either made by, or on behalf of, the Company,
whether or not in future filings with the Securities and
Exchange Commission ("SEC"). Forward-looking statements
are statements not based on historical information. They
relate to future operations, strategies, financial results or
other developments. In particular, statements using verbs
such as "expect," "anticipate," "believe" or similar words
generally involve forward-looking statements. Forward-looking
statements include statements that represent the
Company's products, investment spreads or yields, or the
earnings or profitability of the Company's activities.
Forward-looking statements are based upon estimates and
assumptions that are subject to significant business, economic
and competitive uncertainties, many of which are
beyond the Company's control and are subject to change.
These uncertainties can affect actual results and could
cause actual results to differ materially from those
expressed in any forward-looking statements made by, or
on behalf of, the Company. Whether or not actual results
differ materially from forward-looking statements may
depend on numerous foreseeable and unforeseeable
events or developments, some of which may be national
in scope, such as general economic conditions and interest
rates. Some of these events may be related to the insurance
industry generally, such as pricing competition, regulatory
developments and industry consolidation. Others
may relate to Universal American specifically, such as
credit, volatility and other risks associated with the
Company's investment portfolio, and other factors.
Universal American disclaims any obligation to update
forward-looking information.
Introduction
The following analysis of the consolidated results of operations
and financial condition of the Company
should be read in conjunction with the Consolidated
Financial Statements and related consolidated footnotes
included elsewhere.
The Company owns nine insurance companies (collectively,
the "Insurance Subsidiaries"): American
Progressive Life & Health Insurance Company of New
York ("American Progressive"), American Pioneer Life
Insurance Company ("American Pioneer"), American
Exchange Life Insurance Company ("American
Exchange"), Constitution Life Insurance Company
("Constitution Life"), Marquette National Life Insurance
Company ("Marquette"), Peninsular Life Insurance
Company ("Peninsular Life"), Pennsylvania Life Insurance
Company ("Pennsylvania Life"), PennCorp Life Insurance
Company of Canada ("PennCorp Life of Canada") and
Union Bankers Insurance Company ("Union Bankers").
Six of these companies, Pennsylvania Life, PennCorp Life
of Canada, Peninsular, Union Bankers, Constitution and
Marquette, as well as certain other related assets, were
acquired on July 30, 1999.
In addition to the Insurance Subsidiaries, Universal
American owns three third party administrators:
American Insurance Administration Group, Inc. ("AIAG"),
which was purchased January 2, 2000, Capitated
Health Care Services, Inc., ("CHCS"), which was purchased
August 10, 2000 and WorldNet Services Corp.
("WorldNet") that process the Company's brokerage senior
market policies, as well as business for unaffiliated
insurance companies.
Description of Segments
Currently, the Company manages its business, with primary
emphasis on its distribution channels, through four
operating segments, Senior Market Brokerage, Career
Agency, Special Markets and Administrative Services
and also maintains a corporate segment.
Senior Market Brokerage - This distribution channel
consists of a general agency system and insurance brokerage
system that focus on the sale of products in the senior
market segment, including Medicare Supplement, long
term care, final expense life insurance and annuities.
Career Agency - The Career Agency segment was
acquired in the 1999 Acquisition in July 1999 and comprises
the operations of Pennsylvania Life and PennCorp
Life of Canada. PennCorp Life of Canada operates exclusively
in Canada, while Pennsylvania Life operates in both
the U.S. ("Pennsylvania Life U.S.") and Canada. The
Career Agency segment is comprised of a career agency
field force, which distributes fixed benefit accident and
sickness, life insurance and supplemental senior health
insurance in the United States and Canada. The Career
Agents are under exclusive contract with Pennsylvania Life
and PennCorp Life of Canada.
Special Markets - Through its own operating history and
through prior acquisitions, Universal American has accumulated
various lines of business that it manages in its Special
Markets segments. These products include traditonal, interest-sensitive
and group life insurance, individual medical and
other accident and health insurance.
Administrative Services - In connection with the
acquisition of AIAG and CHCS, Universal American has
increased its efforts on the development of the
Administrative Services segment. The primary services
are to act as a third party administrator and service
provider on various senior supplemental health insurance
products offered by both affiliated and unaffiliated
insurance companies. Services performed include policy
underwriting, telephone verification, policyholder
services, claims adjudication, clinical case management,
care assessment and referral to healthcare facilities.
Corporate -This segment includes the corporate
activities of the holding company, including interest on
debt. This segment also includes the elimination of intersegment
revenues and expenses that are reported gross in
each of the operating segments. These eliminations affect
the amounts reported on the individual financial statement
line items, but do not change operating income before
taxes. The significant items eliminated include intersegment
revenue and expense relating to services performed
by the Administrative Services segment for the Career
Agency, Senior Market Brokerage and Special Market
segments and interest on notes issued by the Corporate
segment to the other operating segments.