FIVE PERCENT SHAREHOLDERS
The following table lists those persons or groups (based solely on our examination of Schedules 13G filed with the SEC or
furnished to us) that are beneficial owners of more than 5% of our common stock as of December 31, 2017.
Name and Address of Beneficial Owner Director |
Common
Stock |
Percent of
Class |
BlackRock, Inc.
55 East 52nd Street, New York, NY 10055 |
21,240,938 |
7.30% |
The Vanguard Group
100 Vanguard Blvd., Malvern, PA 19355 |
22,795,048 |
7.88% |
MANAGEMENT AND DIRECTORS
The following table contains information regarding the beneficial ownership of shares of our common stock as of February 28, 2018.
Ms. Brown was elected to the Board effective March 13, 2018, at which time she was granted a pro-rata equity award of
112 restricted stock units. Except as otherwise noted below, to Raytheon’s knowledge, the named persons possessed sole
voting and investment power over their shares, and the shares are not subject to any pledge. No individual director or nominee
for director or NEO beneficially owns 1% or more of the outstanding shares of common stock. The directors and executive
officers as a group own less than 1% of the outstanding shares of common stock.
Name of Beneficial Owner |
Number of Shares and Nature
of Beneficial Ownership |
Each director and nominee for director, including Chairman and CEO |
Thomas A. Kennedy |
58,931(1)(2)(8) |
Tracy A. Atkinson |
3,613(3) |
Robert E. Beauchamp |
4,303(4) |
Adriane M. Brown |
0 |
Vernon E. Clark |
7,588(4) |
Stephen J. Hadley |
10,096(4) |
Letitia A. Long |
1,993(3) |
George R. Oliver |
5,421(4) |
Dinesh C. Paliwal |
1,553(4)(5) |
William R. Spivey |
21,950(4) |
James A. Winnefeld, Jr. |
1,178(4) |
Robert O. Work |
0(3) |
CFO and other NEOs who are not also directors |
Anthony F. O’Brien |
40,719(1)(2)(5)(6) |
David C. Wajsgras |
151,520(1)(2) |
Richard R. Yuse |
62,271(1)(2)(5)(8) |
Taylor W. Lawrence |
48,863(1)(2)(7) |
Directors, nominees and all executive officers |
All directors, nominees for director and executive officers as a group (21 persons) |
549,242(1)(2)(3)(4)(5)(6)(7)(8) |
SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Securities Exchange Act of 1934 requires our directors, executive officers and persons who beneficially own
more than 10% of a registered class of our equity securities to file reports of holdings and transactions in our common stock with
the SEC and the NYSE. Based on our records and other information, we believe that, in 2017, none of our directors, executive
officers or 10% shareholders failed to file a required report on time with the following exceptions. A Form 4 reporting, on
behalf of James A. Winnefeld, Jr., a member of our Board of Directors, a January 18, 2017 grant of shares of restricted stock
in connection with his election to the Board was filed late due to an administrative error relating to Mr. Winnefeld’s filer codes.
A Form 4 reporting, on behalf of Richard R. Yuse, our Vice President, and President of our Space and Airborne Systems business,
a number of biweekly acquisitions of a total of 1,196 shares of common stock in his employee benefit plan account was filed late
due to an administrative error.