Working to elevate the level of compliance throughout the industry PREMIER MARKET MAKER Though many say the markets are “moving toward an agency platform,” the majority of all equities trading still occurs in an intermediated environment. Why not just trade with ECNs? Both institutions and retail broker-dealers require greater certainty of execution outcomes through continuous liquidity. They need to know that their trade will be executed completely — that someone will step into the role of principal, commit capital and be the other side of the trade. COMPLIANCE WITHOUT COMPROMISE Business relationships with our clients are a key to Knight’s success. While taking risks to enhance shareholder value, we serve our clients with the highest ethical standards, committing capital under a tough umbrella of compliance and market regulation. Our compliance practices and procedures are sound. Without question, Knight’s trading policies are above reproach.