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STOCK OWNERSHIP

FIVE PERCENT SHAREHOLDERS

The following table lists those persons or groups (based solely on our examination of Schedules 13G filed with the SEC or furnished to us) that are beneficial owners of more than 5% of our common stock as of December 31, 2017.

Name and Address of Beneficial Owner Director Common Stock Percent of Class
BlackRock, Inc.
55 East 52nd Street, New York, NY 10055
21,240,938 7.30%
The Vanguard Group
100 Vanguard Blvd., Malvern, PA 19355
22,795,048 7.88%
MANAGEMENT AND DIRECTORS

The following table contains information regarding the beneficial ownership of shares of our common stock as of February 28, 2018. Ms. Brown was elected to the Board effective March 13, 2018, at which time she was granted a pro-rata equity award of 112 restricted stock units. Except as otherwise noted below, to Raytheon’s knowledge, the named persons possessed sole voting and investment power over their shares, and the shares are not subject to any pledge. No individual director or nominee for director or NEO beneficially owns 1% or more of the outstanding shares of common stock. The directors and executive officers as a group own less than 1% of the outstanding shares of common stock.

Name of Beneficial Owner Number of Shares and Nature of Beneficial Ownership
Each director and nominee for director, including Chairman and CEO
Thomas A. Kennedy 58,931(1)(2)(8)
Tracy A. Atkinson 3,613(3)
Robert E. Beauchamp 4,303(4)
Adriane M. Brown 0
Vernon E. Clark 7,588(4)
Stephen J. Hadley 10,096(4)
Letitia A. Long 1,993(3)
George R. Oliver 5,421(4)
Dinesh C. Paliwal 1,553(4)(5)
William R. Spivey 21,950(4)
James A. Winnefeld, Jr. 1,178(4)
Robert O. Work 0(3)
CFO and other NEOs who are not also directors
Anthony F. O’Brien 40,719(1)(2)(5)(6)
David C. Wajsgras 151,520(1)(2)
Richard R. Yuse 62,271(1)(2)(5)(8)
Taylor W. Lawrence 48,863(1)(2)(7)
Directors, nominees and all executive officers
All directors, nominees for director and executive officers as a group (21 persons) 549,242(1)(2)(3)(4)(5)(6)(7)(8)

(1) Includes shares owned outright as follows: Mr. Kennedy – 28,136; Mr. O’Brien – 13,212; Mr. Wajsgras – 119,307; Mr. Yuse – 57,982; Mr. Lawrence – 4,000; and all executive officers and directors as a group – 315,194.
(2) Includes shares of restricted stock over which the beneficial owner has voting power as follows: Mr. Kennedy – 30,795; Mr. O’Brien – 22,616; Mr. Wajsgras – 32,213; Mr. Yuse – 3,065; Mr. Lawrence – 31,354; and all executive officers and directors as a group – 205,344.
(3) Does not include unvested restricted stock units awarded to non-employee directors in lieu of shares of restricted stock as follows: Ms. Atkinson – 858; Ms. Long – 858; and Mr. Work – 582.
(4) Includes shares of restricted stock over which the beneficial owner has voting power as follows: Messrs. Beauchamp, Hadley, Oliver, Paliwal, Spivey and Winnefeld – 858 shares each; and Mr. Clark – 1,171 shares.
(5) Includes vested deferred compensation equivalent to shares of our common stock as follows: Mr. Paliwal – 22; Mr. O’Brien – 523; Mr. Yuse – 1,224; and all executive officers and directors as a group – 18,148.
(6) Includes shares indirectly held by the beneficial owner through the Raytheon Savings and Investment Plan and the Raytheon Excess Savings Plan as follows: Mr. O’Brien – 4,368; all executive officers as a group – 7,047.
(7) Includes 10,000 vested shares of our common stock held in a deferred compensation trust account with respect to which Mr. Lawrence is the beneficiary, and 3,509 shares of our common stock acquired pursuant to a dividend reinvestment plan and held in such deferred compensation trust account.
(8) Does not include unvested restricted stock units awarded to retirement-eligible employees over the age of 60 in lieu of shares of restricted stock as follows: Mr. Kennedy – 57,878; Mr. Yuse – 28,048; and all executive officers as a group – 85,926.

SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

Section 16(a) of the Securities Exchange Act of 1934 requires our directors, executive officers and persons who beneficially own more than 10% of a registered class of our equity securities to file reports of holdings and transactions in our common stock with the SEC and the NYSE. Based on our records and other information, we believe that, in 2017, none of our directors, executive officers or 10% shareholders failed to file a required report on time with the following exceptions. A Form 4 reporting, on behalf of James A. Winnefeld, Jr., a member of our Board of Directors, a January 18, 2017 grant of shares of restricted stock in connection with his election to the Board was filed late due to an administrative error relating to Mr. Winnefeld’s filer codes. A Form 4 reporting, on behalf of Richard R. Yuse, our Vice President, and President of our Space and Airborne Systems business, a number of biweekly acquisitions of a total of 1,196 shares of common stock in his employee benefit plan account was filed late due to an administrative error.

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